feat: Phase1安全基线 — 风险等级+审核超时+执行进度+通知脱敏+高危确认+维护窗口 (1119测试)

新增功能:
- ticket_sql_items模型: 逐条SQL执行记录(状态/耗时/影响行数)
- risk_evaluator.py: 4级风险评估(low/medium/high/critical), 支持MySQL/PG/Redis/Mongo
- Ticket模型: 新增risk_level + workflow_id字段
- 审核引擎签名改造: audit(sql, db_type, instance_id=None) 支持EXPLAIN预检
- 审核超时保护: 10s超时跳过审核, 防止工单创建阻塞
- 工单创建自动风险计算 + 审批流匹配(instance.workflow_id优先)
- SQL items查询API: GET /{ticket_id}/sql-items 含进度统计
- 执行器集成: 执行完成后自动更新SQL items逐条状态
- 通知脱敏: password/secret/token自动掩码, SQL预览截断100字符
- 高危操作强制二次确认: high/critical级别需confirmed=true
- 维护窗口控制: system_settings配置执行时间窗口(支持跨午夜)
- 45个新测试: 风险评估24+通知脱敏5+维护窗口2+SQL分类11+配置2
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logan committed 2026-05-25 10:25:42 +08:00
1 parent 030f3f2339
commit 7be0bf1a7c
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@@ -56,6 +56,129 @@ def _generate_ticket_no(ticket_id: int) -> str:
seq = str(ticket_id).zfill(3)[-3:] # ID 补齐到3位
return f"{base}{ms}{seq}"
def _classify_sql_type(sql: str) -> str:
"""根据单条 SQL 语句判断类型。"""
s = sql.strip().upper()
if s.startswith(("SELECT", "SHOW", "EXPLAIN", "DESC", "DESCRIBE")):
return "DQL"
if s.startswith(("INSERT", "UPDATE", "DELETE", "REPLACE")):
return "DML"
if s.startswith(("CREATE", "ALTER", "DROP", "RENAME", "TRUNCATE")):
return "DDL"
if s.startswith(("GRANT", "REVOKE")):
return "DCL"
if s.startswith(("SET", "GET", "HSET", "HMSET", "LPUSH", "RPUSH", "SADD", "ZADD", "DEL", "FLUSHDB", "FLUSHALL")):
return "SET"
return "OTHER"
async def _update_sql_items_from_report(db, ticket_id: int, report) -> None:
"""根据执行报告更新 SQL items 状态。"""
from app.models.ticket_sql_item import TicketSqlItem
result = await db.execute(
select(TicketSqlItem)
.where(TicketSqlItem.ticket_id == ticket_id)
.order_by(TicketSqlItem.seq)
)
items = result.scalars().all()
if not items:
return
if report.status == "success":
for item in items:
item.status = "success"
item.finished_at = datetime.now(timezone.utc)
else:
# 尝试从 raw_output 解析逐条结果
exec_errors = getattr(report, "errors", [])
error_stmt = ""
if exec_errors:
err_msg = str(exec_errors[0]) if exec_errors else ""
# 找到出错的语句
for item in items:
if item.status == "pending":
if not error_stmt:
item.status = "failed"
item.error_message = err_msg
item.finished_at = datetime.now(timezone.utc)
error_stmt = item.sql_text[:50]
else:
item.status = "skipped"
await db.flush()
async def _mark_sql_items_failed(db, ticket_id: int, error_msg: str) -> None:
"""标记所有 pending 的 SQL items 为 failed。"""
from app.models.ticket_sql_item import TicketSqlItem
result = await db.execute(
select(TicketSqlItem)
.where(
TicketSqlItem.ticket_id == ticket_id,
TicketSqlItem.status == "pending",
)
)
items = result.scalars().all()
for item in items:
item.status = "failed"
item.error_message = error_msg[:500]
item.finished_at = datetime.now(timezone.utc)
await db.flush()
async def _check_maintenance_window(db) -> Optional[str]:
"""检查当前是否在维护窗口内。
Returns:
None = 允许执行(无窗口限制或在窗口内)
str = 窗口描述(表示不在窗口内,不允许执行)
"""
from app.models.system_setting import SystemSetting
result = await db.execute(
select(SystemSetting).where(SystemSetting.key == "maintenance_window")
)
setting = result.scalar_one_or_none()
if not setting or not setting.value:
return None # 无配置,不限制
import json as _json
try:
window = _json.loads(setting.value) if isinstance(setting.value, str) else setting.value
except Exception:
return None
enabled = window.get("enabled", False)
if not enabled:
return None
# 格式: {"enabled": true, "start": "22:00", "end": "06:00", "days": ["mon","tue","wed","thu","fri"]}
start_time = window.get("start", "22:00")
end_time = window.get("end", "06:00")
days = window.get("days", []) # 空=每天
now = datetime.now()
current_day = now.strftime("%a").lower()[:3]
current_time = now.strftime("%H:%M")
# 检查星期
if days and current_day not in [d.lower()[:3] for d in days]:
return f"{start_time}-{end_time} ({'/'.join(days)})"
# 检查时间(支持跨午夜)
if start_time <= end_time:
if not (start_time <= current_time <= end_time):
return f"{start_time}-{end_time}"
else:
# 跨午夜: 22:00-06:00 意味着 22:00~24:00 或 00:00~06:00
if not (current_time >= start_time or current_time <= end_time):
return f"{start_time}-{end_time}(次日)"
return None # 在窗口内,允许执行
if TYPE_CHECKING:
from app.services.ticket_executor import ExecutionReport
@@ -144,6 +267,8 @@ async def _enrich_ticket(ticket: Ticket, db: AsyncSession) -> Dict[str, Any]:
"rollback_sql": ticket.rollback_sql,
"status": ticket.status,
"priority": ticket.priority,
"risk_level": getattr(ticket, "risk_level", "low"),
"workflow_id": getattr(ticket, "workflow_id", None),
"applicant_id": ticket.applicant_id,
"approver_id": ticket.approver_id,
"reason": ticket.reason,
@@ -373,27 +498,57 @@ async def create_ticket(
# 3. 验证工单内容安全性
_validate_ticket_content(data)
# 4. 自动审核 SQL
# 4. 自动审核 SQL(带超时保护)
env = "production" if instance.env == "production" else "development"
v2_engine = SQLAuditEngineV2(db_session=db, env=env)
import asyncio as _asyncio
try:
v2_report = await v2_engine.audit(data.sql_content, db_type=data.db_type)
v2_report = await _asyncio.wait_for(
v2_engine.audit(data.sql_content, db_type=data.db_type, instance_id=data.instance_id),
timeout=10.0,
)
except _asyncio.TimeoutError:
logger.warning("SQL 审核超时(10s),跳过审核: ticket title=%s", data.title)
v2_report = None
except Exception as e:
logger.error("SQL 审核失败: %s", e)
v2_report = None
# 5. 检查是否有默认审批流
default_wf_result = await db.execute(
select(WorkflowDefinition).where(
WorkflowDefinition.is_default == True,
WorkflowDefinition.is_active == True,
)
# 5. 计算风险等级
from app.services.risk_evaluator import evaluate_risk_level
audit_findings_raw = v2_report.to_dict().get("findings", []) if v2_report else []
import sqlparse as _sqlparse
stmt_list = [s.strip() for s in _sqlparse.split(data.sql_content) if s.strip()]
risk_level = evaluate_risk_level(
sql_content=data.sql_content,
db_type=data.db_type,
sql_type=data.sql_type or "",
audit_findings=audit_findings_raw,
statement_count=len(stmt_list),
)
default_workflow = default_wf_result.scalar_one_or_none()
initial_status = TicketStatus.REVIEWING.value if default_workflow else TicketStatus.PENDING.value
# 6. 匹配审批流 — 优先按 instance.workflow_id,其次按 risk_level 匹配默认流
workflow = None
if instance.workflow_id:
wf_result = await db.execute(
select(WorkflowDefinition).where(
WorkflowDefinition.id == instance.workflow_id,
WorkflowDefinition.is_active == True,
)
)
workflow = wf_result.scalar_one_or_none()
if not workflow:
default_wf_result = await db.execute(
select(WorkflowDefinition).where(
WorkflowDefinition.is_default == True,
WorkflowDefinition.is_active == True,
)
)
workflow = default_wf_result.scalar_one_or_none()
# 6. 创建工单
initial_status = TicketStatus.REVIEWING.value if workflow else TicketStatus.PENDING.value
# 7. 创建工单
ticket = Ticket(
title=data.title,
db_type=data.db_type,
@@ -403,6 +558,8 @@ async def create_ticket(
rollback_sql=data.rollback_sql,
reason=data.reason,
priority=data.priority,
risk_level=risk_level,
workflow_id=workflow.id if workflow else None,
applicant_id=current_user.id,
status=initial_status,
audit_result=json.dumps(v2_report.to_dict(), ensure_ascii=False) if v2_report and v2_report.findings else None,
@@ -416,10 +573,10 @@ async def create_ticket(
await db.flush()
# 7. 创建审批步骤(多级审批流)
if default_workflow:
if workflow:
wf_steps_result = await db.execute(
select(WorkflowStep)
.where(WorkflowStep.workflow_id == default_workflow.id)
.where(WorkflowStep.workflow_id == workflow.id)
.order_by(WorkflowStep.step_number)
)
wf_steps = wf_steps_result.scalars().all()
@@ -434,7 +591,21 @@ async def create_ticket(
db.add(approval)
await db.flush()
# 8. 记录审计日志
# 8. 创建 SQL 逐条执行记录
from app.models.ticket_sql_item import TicketSqlItem
for i, stmt in enumerate(stmt_list, start=1):
stmt_type = _classify_sql_type(stmt)
sql_item = TicketSqlItem(
ticket_id=ticket.id,
seq=i,
sql_text=stmt,
sql_type=stmt_type,
status="pending",
)
db.add(sql_item)
await db.flush()
# 9. 记录审计日志
audit_detail = ""
if v2_report:
audit_detail = f"SQL审核评分: {v2_report.score}, 通过: {v2_report.passed}, 规则数: {len(v2_report.findings)}"
@@ -776,6 +947,51 @@ async def get_ticket_timeline(
return {"ticket_id": ticket_id, "timeline": timeline}
@router.get("/{ticket_id}/sql-items")
async def get_ticket_sql_items(
ticket_id: int,
db: AsyncSession = Depends(get_db),
current_user: User = Depends(get_current_user),
):
"""获取工单 SQL 逐条执行进度。"""
from app.models.ticket_sql_item import TicketSqlItem
result = await db.execute(
select(TicketSqlItem)
.where(TicketSqlItem.ticket_id == ticket_id)
.order_by(TicketSqlItem.seq)
)
items = result.scalars().all()
return {
"ticket_id": ticket_id,
"total": len(items),
"items": [
{
"id": item.id,
"seq": item.seq,
"sql_text": item.sql_text,
"sql_type": item.sql_type,
"status": item.status,
"affected_rows": item.affected_rows,
"duration_ms": item.duration_ms,
"error_message": item.error_message,
"started_at": item.started_at.isoformat() if item.started_at else None,
"finished_at": item.finished_at.isoformat() if item.finished_at else None,
}
for item in items
],
"progress": {
"total": len(items),
"success": sum(1 for i in items if i.status == "success"),
"failed": sum(1 for i in items if i.status == "failed"),
"running": sum(1 for i in items if i.status == "running"),
"pending": sum(1 for i in items if i.status == "pending"),
"skipped": sum(1 for i in items if i.status == "skipped"),
},
}
@router.post("/{ticket_id}/cancel")
async def cancel_ticket(
ticket_id: int,
@@ -910,12 +1126,32 @@ async def execute_ticket(
if confirm and not confirm.confirmed:
raise HTTPException(status_code=400, detail="未确认执行,操作已取消")
# 3.1 高危操作强制二次确认
risk_level = getattr(ticket, "risk_level", "low")
if risk_level in ("high", "critical"):
if not confirm or not confirm.confirmed:
from app.services.risk_evaluator import RISK_LEVEL_CONFIG
risk_cfg = RISK_LEVEL_CONFIG.get(risk_level, {})
raise HTTPException(
status_code=409,
detail=f"该工单风险等级为「{risk_cfg.get('label', risk_level)}」,需要二次确认后才能执行。请传入 confirmed=true",
)
# 4. 查询数据源实例
instance = await _get_instance(db, ticket.instance_id)
# 5. 权限检查
await check_instance_permission(current_user, instance, "ticket:execute", db)
# 5.1 维护窗口检查 — 非定时工单检查是否在维护窗口内
if not ticket.scheduled_at:
maintenance_window = await _check_maintenance_window(db)
if maintenance_window:
raise HTTPException(
status_code=403,
detail=f"当前不在维护窗口内,允许执行时间: {maintenance_window}",
)
# 6. 定时执行:如果 scheduled_at 在未来,改为 scheduled 状态
if ticket.scheduled_at:
now = datetime.now(timezone.utc)
@@ -971,6 +1207,9 @@ async def execute_ticket(
ticket.execute_result = report.to_json()
ticket.execute_time = datetime.now(timezone.utc)
# 8.1 更新 SQL 逐条执行记录
await _update_sql_items_from_report(db, ticket.id, report)
# 9. 记录执行日志
log_detail = (
f"执行结果: {report.status}, 影响行数: {report.affected_rows}, "
@@ -1006,6 +1245,9 @@ async def execute_ticket(
}, ensure_ascii=False)
ticket.execute_time = datetime.now(timezone.utc)
# 标记所有 pending SQL items 为 failed
await _mark_sql_items_failed(db, ticket.id, str(e))
await AuditLogService.log(
db,
user_id=current_user.id,